HomeMy WebLinkAbout20250989 Rt 9 / South Broadway Special Use Permit Preliminary Report - ArchaeologyPRELIMINARY REPORT
PHASE I AND PHASE II CULTURAL RESOURCES SURVEY
SOUTH BROADWAY COMMERCIAL DEVELOPMEMT
CITY OF SARATOGA SPRINGS, SARATOGA COUNTY, NEW YORK
OPRHP FILE 25PRO7972
Prepared for
The BDC Group
15 Herbert Drive, Suite 3
Latham, New York 12110
Prepared by
Stephen J. Oberon, Principal Investigator
Columbia Heritage, LLC
P.O. Box 235
Old Chatham, New York 12136
File CA866ABC-2-5-26
May 2026
TABLE OF CONTENTS
INTRODUCTION.......................................................................................... I
PHASE IA SITE ASSESSMENT STUDY.............................................................I
PHASE IB SITE IDENTIFICATION SURVEY......................................................2
RESEARCH DESIGN AND METHODOLOGY...................................................2
ARCHAEOLOGICAL FIELD INVESTIGATION...............................................2
PHASE IB FINDINGS AND RECOMMENDATIONS............................................4
PHASE II SITE EVALUATION STUDY............................................................4
RESEARCH DESIGN AND METHODOLOGY...................................................4
SUPPLEMENTARY HISTORICAL INVESTIGATION........................................5
ARCHAEOLOGICAL FIELD INVESTIGATION...............................................5
ANALYSIS, CONCLUSIONS AND RECOMMENDATIONS................................7
INTRODUCTION
Commercial development is proposed for an approximately 41.5-acre
(16.8-hectare) parcel extending east from South Broadway (US Route 9) in the
southwestern portion of the City of Saratoga Springs, Saratoga County, in the
northeastern portion of the State of New York. The proposed development
will be confined to the northwestern part of the parcel and is bordered by
South Broadway on the west, an existing hotel on the north and northwest,
and wetlands on the east, northeast and southeast. The affected area is
topographically flat and populated by mostly young forest. No structures stand
within or directly adjacent to the property.
Because of its location near documented archaeological sites and its well -drained
and flat physiographic character near wetlands and not far from Kayaderosseras
Creek, a major local drainage, and along a road dating to the late 1811 century, the
development area was assessed by the State Historic Preservation Office (SHPO)
of the New York State Office of Parks, Recreation and Historic Preservation
(OPRHP) as having an above -average potential for containing buried cultural
resources and a Phase I cultural resources survey was requested. Complying with
operative historic preservation laws, the applicant contracted Columbia Heritage,
LLC to perform this survey. It was carried out between September 2025 and
May 2026. This report summarizing the rationale, process, findings and
recommendations of the cultural resources survey. A lengthier report will be
submitted to the SHPO for review shortly and will include graphics, tables and
appendices presenting these various aspects of the cultural resources survey in
greater detail, as outlined in OPRHP guidelines.
PHASE IA SITE ASSESSMENT STUDY
A Phase I cultural resources survey consists of two parts. The first (Phase IA)
involves a compilation of what is known about the affected area through
consultation of published sources and the historical and archaeological site
files maintained by the New York State Museum and the OPRHP and walking
reconnaissance of the affected area. Its goal is to assess the specific potential for
project impact to buried cultural resources and visual impact to standing historical
structures or landscapes. This initial component was carried out by the Principal
Investigator, assisted by Kim Croshier.
Consulting the historical and archaeological site files revealed 13 documented
sites of buried cultural remains within a one -mile (1.6-kilometer) radius of the
project area. Seven of these are associated with the Native American occupation
of the region, five date from the European American era, and one contains
evidence of activity during both periods. One, listed as the J. Rouse Historic
Site, stands within the project parcel just east of South Broadway. The nearest
documented Native American era site lies some 0.6 miles (0.8 kilometers) to the
southeast. Reconnaissance revealed the remains of a stone foundation and cellar
related to the J. Rouse Site just east of the roadway. Based on these findings,
an above -average potential was assessed for the presence of additional buried
cultural remains within the project parcel. No structures listed on, nominated to
or potentially eligible for inclusion on the National Register of Historic Places were
found to be located within the project view shed and the potential for adverse
visual impact to significant cultural resources was assessed to be low.
PHASE IB SITE IDENTIFICATION SURVEY
Research Design and Methodology
The goal of this second component of a Phase I cultural resources survey is to
determine whether buried cultural resources are in fact present within the area
proposed for project impact. Since the parcel is wooded, this would have to be
determined by systematic archaeological sampling using hand -dug shovel tests.
These would measure approximately 24 inches (60 centimeters) in diameter
and would be dug using hand tools until culturally -sterile subsoil had been
penetrated. Shovel test contents would be screened through 0.25-inch
(6.25-millimeter) hardware cloth to facilitate the recovery of smaller cultural
items and the stratigraphy of each test would be recorded in the field and
compiled into a log to be included as an appendix in the final report.
Archaeological Field Investigation
A series of hand -dug shovel test transects was laid out and test holes were
executed approximately 50 feet (15 meters) apart. This is considered an
N
appropriate sampling interval for detecting buried traces of Native and/or
European American occupation in eastern New York State. Transects were
placed approximately 50 feet (15 meters) apart, forming a grid pattern across the
property. The locations of shovel tests were depicted on a Phase IB sampling map
and will be included in the final report as an appendix. No evidence of Native
American cultural activity or pre -World War II -era European American occupation
was recovered across all but the southwestern corner of the property. Fieldwork
was carried out by the Principal Investigator, a 36 CFR 61-certified archaeologist.
Avoidance of impact to buried cultural resources is the preferred option for
dealing with the presence of archaeological remains within an area of proposed
impact. Since the presence of a stone foundation and cellar had been
documented in the southwesternmost portion of the parcel during Phase IA
reconnaissance, a goal of the Phase IB survey was to determine the spatial extent
of the archaeological deposit associated with this structure in the hope that the
archaeological site might be excluded from project impact. Hand -dug, screened
shovel test transects like those described above were dug north, east and south
from all visible surface walls and visible cultural material at approximately 26
foot (8 meter) intervals until two sequential shovel tests from which no cultural
material was recovered had been documented. The second of these test hole
locations were recorded on a project plan and presented as the possible limits of
an archaeological impact avoidance zone.
It was determined that impact avoidance of the entire area defined as containing
the archaeological site was not feasible. Fortunately, the immediate vicinity
of the stone house foundation and cellar hole, as well as the remains of this
structure itself, would be included in the road setback and not subject to impact.
Systematic archaeological sampling was now carried out in the portion of the
proposed avoidance zone which would in fact be subject to project impact.
A series of shovel test transects of the type described above but placed at
26-foot (8-meter) intervals, as is appropriate on a known European American
era site, was executed between the eastern edge of the road setback and the
limits of the archaeological site as previously defined. Visible architectural
features were recorded and surface anomalies investigated. A probable refuse
deposit was identified, as was a dry -laid surface foundation stub that appeared
3
to have been associated with an elongated, narrow structure, probably a shed.
Evidence of two other refuse deposits was observed. These appear to represent
refuse deposits along the edge of the downslope to the wetlands and had
unfortunately been the subject of what appeared to have been bottle hunting.
Much of the associated cultural material had been dug up and strewn across the
ground surface around deep, casually -executed shovel holes.
Phase IB Findings and Recommendations
Based on systematic archaeological investigation of the project impact area, the
potential was identified for the presence of additional buried cultural information
in the southwesternmost portion of the development parcel. Such material
would have been associated with the occupation of a small residential structure
whose remains were identified just east of South Broadway and which had
previously been designated the J. Rouse Historic Site. Phase IB archaeological
sampling of the portion of this site within the project impact area identified the
remains of one outbuilding and three refuse deposits against a background of
sparsely scattered surface and subsurface European American era cultural items.
Further investigation of these cultural features as part of a Phase II Site Evaluation
Study is recommended to assess their archaeological integrity and potential for
containing additional significant cultural information. No evidence of Native
American cultural activity or potential structural remains or cultural features
associated with the European American era of occupation were recovered in
systematic archaeological sampling of the remainder of the project area. No
further investigation is recommended here.
PHASE II SITE EVALUATION STUDY
Research Design and Methodology
The goal of a site evaluation study is to collect sufficient information for the
OPRHP reviewers to determine whether an archaeological deposit has the
potential to produce significant cultural information and thereby meet this
eligibility criterion for inclusion on the National Register of Historic Places. In
order to accomplish this, additional documentary sources are consulted to learn
more about the context of the site and its occupants, and the identified cultural
and structural features are further investigated to retrieve a larger sample of
4
cultural material and attempt to clarify the period of occupation, function and
degree of archaeological integrity they represent.
Supplementary Historical Investigation
The dry -laid field stone foundation identified during Phase IA reconnaissance
in the extreme southwestern corner of the project parcel appears to also have
been previously recorded during a survey carried out in 2012 and designated the
J. Rouse Historic Site. This is supported by nineteenth century maps of this part of
Saratoga County, which depict a residence in roughly this location. Geil and Beers
both attribute the house to "J. Rouse" in 1856 and 1866, respectively, and Cramer
and Mott show it as part of the 75 acres (30 hectares) pertaining to the "John
Rouse Est[ate]" in 1879. During the nineteenth century, the road today known as
South Broadway and this area as a whole were characterized by a scattered rural
settlement pattern. Family farmsteads stood along roadways some distance
apart and small clusters of institutional and service buildings such as schools,
churches, hotels, smithies and shops were grouped around intersections.
John P. Rouse occupied the property with his family during the middle decades
of the nineteenth century. He was married to the former Elizabeth Pine and
apparently lived in Greene County, New York before moving to Saratoga. He is
listed in county records as a farmer, served a term as Town Tax Collector from
1856 to 1857 and died in 1861. His son, David L. Rouse (1838-1886), is shown to
have resided on the property and worked as a farmer, although he is also listed as
a partner in the Rouse and Perry Meat Market in Saratoga Springs. The younger
Rouse does not appear to have held elected or appointed office or to have served
in the military during the Civil War.
Archaeological Field Investigation
As described previously, the area to the east of the foundation remains which lies
within the limits of project impact was archaeologically sampled during the Phase
IB site identification survey and the spatial extent of above -ground wall stubs
was marked. Transects of hand -dug shovel tests had been dug at roughly 26-foot
(8-meter) intervals between the limits of the road setback and the wetland buffer.
Additional shovel tests were dug at 13-foot (4-meter) intervals around structural
features and relative concentrations of cultural material and their contents
screened through hardware cloth as described previously.
5
The remains of three walls apparently associated with a single narrow elongated
structure were identified, along with one relative concentration of buried cultural
material. Unfortunately, this deposit had been disturbed prior to shovel testing
by the execution of a backhoe pit associated with deep testing of the property.
To minimize the loss of information caused by this action, all visible cultural
material was systematically collected from the surface of the back -filled pit. In
addition, six additional screened shovel tests were dug approximately six feet
(two meters) apart around the periphery of the visible disturbance in an effort to
locate soils beyond the limits of the pit that had not been excavated. One such
subarea which retained intact soils was identified.
Similar systematic surface collections of dislocated cultural material were carried
out at the sites of two hand -dug deep excavation pits, identified in the eastern
portion of the site during Phase I survey as the sites of two apparent refuse
deposits. As noted, the pits dug here had apparently been executed in search of
bottles at some time during the past several decades.
Standard archaeological test units were laid out and executed in each of these
locations in order to collect information relating to the function, character,
integrity and age of the cultural material present. Test units extended 40 inches
(one meter) on each side and were cardinally oriented, with the exception of Test
Unit 1, which was aligned parallel and perpendicular to the foundation remains
it was investigating. Unit excavation was carried out in arbitrary four -inch (10-
centimeter) levels and in natural soils levels where they were found to occur.
Recovered soils were again passed through 0.25-inch (6.25-millimeter) hardware
cloth to facilitate the recovery of smaller cultural items and excavation continued
through at least one level of culturally -sterile subsoil.
Very little cultural material was recovered from Test Unit 1, dug in what was
believed to have been the interior corner of the structure represented by the wall
remains. A quantity of slate, some clearly associated with roofing, was recovered
from this test unit and noted to be present on the ground surface in this subarea
of the site. The slate found within the structure may well have been re -used,
while that scattered and sometimes piled on the ground surface is likely to
represent discarded former architectural material.
9
Cultural items recovered from Test Unit 2 indicated this was the site of a general
domestic refuse deposit. It was found to contain bottle, vessel and window
glass, iron nails of assorted sizes, wire, and architectural braces, various types of
ceramics and some food remains, along with unburned hard coal, coal ash, wood
ash, melted glass, and mortar.
Material recovered from Test Unit 3 and Test Unit 4 contained mostly later
domestic material, dating from between the turn of the twentieth century
through the post -World War II era and containing whole and broken bottles,
jars and metal containers of assorted types along with some twentieth century
ceramics and rubber.
Analysis, Conclusions and Recommendations
The cultural material recovered from the J. Rouse Historic Site was found to date
from the mid -nineteenth through the mid -twentieth century, with some later
item found present on the ground surface and in the root and leaf mat. This
is consistent with the period of occupation indicated by historical documents
relating to the general settlement and development of this part of Saratoga
County and this property in particular. The cultural items were also found to
almost exclusively represent discarded domestic and architectural material,
specifically bottle, vessel, lamp and window glass, assorted sizes of iron nails, as
well as probable baling wire and braces, and in the case of Test Unit 1, quantities
of slate, some with evidence of having served as roofing material.
It appears the slate, rather than having been used on the roof of what appears to
have been a shed, had been moved from another location and used to create a
more stable floor surface in the sandy soil for the movement and storage of carts
and other vehicles. Much of the slate consisted of moderate -size to very small
pieces, with fewer larger roofing -size examples. A number, including some of the
smaller pieces, were found to contain holes for the placement of nails and a few
still contained the nails themselves. It seems logical to hypothesize that the slate
was re -used after being removed from the roof of the residential structure or
brought to the site from another building elsewhere in the area.
tl
The material recovered from Test Unit 2 appears to reflect ongoing deposition
of domestic refuse over the second half of the nineteenth and first half of the
twentieth century. Deposition reflected in the material recovered from Test
Unit 3 and Test Unit 4 is more typical of the specialized trash disposal carried out
starting during the late nineteenth century and located at greater distances from
residences, often on naturally -occurring banks and at the edges of properties and
wetlands.
Based on the evidence gathered from documentary research and archaeological
investigation, the J. Rouse Historic Site does not appear to have the potential to
produce significant additional cultural information, was not associated with a
significant local personage, and therefore is unlikely to meet National Register of
Historic Places eligibility criteria. Consequently, development as proposed may be
seen to have no impact on potentially significant cultural resources and no further
investigation is recommended. Should future disturbance affect the foundation
remains and vicinity currently excluded from impact, archaeological investigation
of that area would be recommended.
H: